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The purpose
of reading a court opinion is to understand the holding of the case.
That provides the substantive meaning of the case. Understanding
the holding of a case is essential for the student to master the substantive
development of constitutional doctrine. That permits students to
analyze cases carefully and soundly. In some cases, the holding is apparent
and self-evident from the way the court opinion is written, but in other
circumstances it is buried in wordy logic and extraneous material particularly
in older, 19th century cases. In addition, for some cases holdings may be “buried
in the footnotes.” In some cases there are several issues or legal
questions, each with a separate holding that needs to be parsed from a
careful reading. It is important to note that the holding in a case
should be stated as narrowly as possible and it must derive from the question(s)
posed for decision. Everything that the court opinion contains IS
NOT the holding, and a good deal of the logic or reasoning presented by
the Court in the opinion is obiter dictum (a digression or a discussion
of side or unrelated points). Analytic skill helps to sort out the
narrow holding in the case and to separate it from the dicta.
One "problem" that many undergraduate
students have with this issue of the "holding" versus dicta is the habit they
have of quoting items (in this case quoting one or more sentences) from an
opinion as if these were the holding or the essential point of the case.
Most times that kind of indiscriminate quoting is very wrong.
The holding
can be stated in very general and broad language, or it can be narrowed
down to the very specific facts in the case. It is important for
students to recognize that the best, initial approach to developing their
skills in this regard is to develop the ability to state holdings just
as narrowly as possible. This is counter-intuitive because we
usually “paint with the broadest possible brush.” However, students
should be very careful about the statement of the holding in a case, and
while students will become facile in developing the holdings, they should
never forget that a holding can be manipulated and modified to fit the
needs of a particular party. The “safest” approach to developing
and using the holding of any case is a narrow holding. Such skill
is a very important first step in the development of the analytic abilities
that students must develop.
The initial
step in developing the holding is to determine what question(s) the Supreme
Court treats or addresses in the court opinion. Your first reading
of the case should be to discover what the question(s) in the case
is(are). You should phrase the question(s) so that the answer(s)
can be developed in simple yes/no terms. Thus, look for the question(s),
then phrase that is terms of yes/no, answer(s) the question(s), so that
you can develop the holding in the case. Then you should be able
to develop the holding in the case.
There are a set of preliminary questions that are often
overlooked by courts because they do not need to be addressed. However,
the first question always is Does the Court have
jurisdiction to decide the case?
A court cannot proceed without jurisdiction over the person or persons in the
case and without the authority to decide the case. The next set of
preliminary questions to be decided is whether the issue is
Ripe or
Moot. Then there is the question
of whether the party bringing the action has
standing to sue. These issues are treated in Ch. 2 of O'Brien and
these concepts should be learned and understood by students. Always look
for these issues in a case, and make certain you understand why each of
these questions is or is not a problem in the case.
The
substantive (and the procedural) questions
in a case arise out of the facts in the case. Each case is
really a story involving people, actions, statutes or other laws, and problems
that arise as a result of these things. It is essential to read cases
looking carefully for the facts or the story that for the basis or the grounding
for the legal questions in the case. While you may not be called on to recite
the story or the facts in a case during class discussion, you must know those since they
are the context from which the legal questions emerge. The wording
of the statute in question, the events and sequence of those acts, along
with the damages or impact of those events, and “who said what to whom”
are important to your understanding of the case and the holding.
Before you brief a case you must know the relevant facts of the case well.
The facts of the case that are important are NOT necessarily the whole story of
the case, but
rather the facts to look for is(are) the essential factual point(s) that
generate(s) the legal question(s) under consideration.
Once you have developed the question in the case, then your
answer to that involves the core holding in the case. The only remaining,
but important, feature of briefing a case is to prepare a paragraph or more than
clearly explains and outlines the sequence of the court's reasoning for reaching
the holding. The WHY question is an essential feature of understanding the
case and developing your analytic skills in connection with each case.
This sequence
of holding, question(s), and facts is backwards. The end objective
of your reading of an opinion is the holding. Thus, what you need
to do when you read a court opinion is develop an understanding of the
(1) facts, formulate the (2) question(s) in the case, and then develop the (3)
holding. So while the preceding discussion is backwards, it still
emphasizes the end objective or result –
the holding in the case and the development of constitutional doctrine.
Cases presented in casebooks have been edited and shortened by the editor (O'Brien) in order to provide the students with the narrowest and most central features of the Court’s decision and holding. You should realize that O'Brien's objective is to provide you with a piece (a case) that relates to the general topic of the chapter or the section of the chapter. In some instances, the case cut may not even contain the holding in the case. The facts are often contained in an introductory paragraph written by the case editor and designed to give the reader a quick, accurate outline of the story, or even the issues and questions in the case. Then the excerpted case presents the Court’s reasoning, designed to justify its holding in the case. Developing the skills to read and understand a court opinion requires close attention to detail, quick and accurate verbatim reading, and careful phrasing of questions, issues, and the holding. That may require reading the full or the entire opinion rather than just the case cut.
| An adjacent point of major importance is the ability to cite court opinions correctly. Both the proper citation for and hints about briefing cases are explained in O'Brien's Appendix. Students are expected to be able to cite Supreme Court (and lower court) opinions as well as other legal materials such as statutes correctly. The Official manual for legal citations is called “the BlueBook” and it is on Reserve in the Undergraduate Library. |
A valuable way of developing these analytic skills is to brief cases. That is, write out a "brief" for the case. Briefing is time consuming, but students will become efficient at it through practice. Student should be able to answer the following questions about each case when they have finished briefing it:
Students should develop their briefs
of cases with these points in mind and be prepared to discuss a case in
terms of ANY of these questions. Certainly their written briefs should contain
these components in concise clear, understandable (useable) form.
If that is done, then hypothetical questions or different factual assumptions
(#6 above) can be discussed and the case used as precedent to develop answers
to these potential questions in class.
This kind
of analysis of each case will also permit the student to understand the
development of doctrine over time. The variations in holdings, reasoning,
and facts that emerge from reading cases this way facilitate discussions
of trends in doctrinal development. It will also permit students
to “see” how court reasoning evolves or changes from case to case or over
time as circumstances and questions change. Thus, the textual analysis
that emerges from this analytic effort is central to the understanding
of the Supreme Court as a political and a legal institution. It is
also essential to comprehending the development of constitutional doctrine
and precedent.
Students should note that a brief contains several different types of writing. The facts are descriptive summaries of the events, actors, and issues that arose in the case. This paragraph of each brief should be tight and succinct but complete. There will be times during class discussion when factual questions about the case will be essential to the rest of the discussion of the case. Students must develop the skill to gather the facts in the case and have those readily available during class discussions throughout the semester.
The legal questions posed in the case require students to write tight and focused questions that capture the essential issue(s) that are raised in the case. This question-drafting task is much more important than most students expect, but it is clear that the Court will pay some attention to the way legal questions are formulated and either answer those questions or re-formulate the question in a way that yields the result the majority of the Justices want to address. This is an important feature of writing. Students should not expect that question formulation requires complex and convoluted wording. Direct and coherent questions that can be answered dichotomously, “yes” or “no,” are likely to serve as the best vehicles for understanding the case, developing narrow holdings, and driving class discussion.
The last, important feature of the brief, involves the legal reasoning and analysis of the case. This requires students to be able to follow the reasoning the Court provides in the opinion to justify its decision in a case. Analysis is generally straightforward, although some justices do not write particularly clearly or directly, and they sometimes mix several forms of legal reasoning in their opinions.